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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2025-09-05 |
| TX | RA | APPROVED | 2025-09-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| 1St Global Capital Corp. | Indianapolis | IN | 04/2016 | 10/2019 |
| 1St Global Advisors, Inc. | Indianapolis | IN | 04/2016 | 10/2019 |
| Avantax Insurance Services, Inc. | Noblesville | IN | 04/2016 | 09/2025 |
| Wealthcare Financial Group, Llc | Indianapolis | IN | 04/2016 | 10/2021 |
| Avantax Advisory Services | Noblesville | IN | 10/2019 | 09/2025 |
| Avantax Investment Services, Inc. | Noblesville | IN | 10/2019 | 09/2025 |
| Jlk Tax, Llc | Noblesville | IN | 12/2022 | Present |
| Msw Wealth Advisors, Llc, (Formerly Masters,Smith & Wisby Wealth | Jacksonville | FL | 01/2012 | Present |
| Jlk Financial, Llc | Noblesville | IN | 10/2021 | Present |
| Jlk Financial, Llc | Noblesville | IN | 10/2021 | 10/2021 |
| Msw Wealth Advisors, Llc, (Formerly Masters,Smith & Wisby Wealth | Jacksonville | FL | 01/2012 | Present |
| Fixed Indexed Annuities | Noblesville | IN | 12/2024 | Present |
| Avantax Insurance Agency And/Or Avantax Insurance Services | Noblesville | IN | 01/2008 | 09/2025 |
| Index Annuity Sales | Noblesville | IN | 12/2024 | Present |
| Avantax Insurance Agency And/Or Avantax Insurance Services | Noblesville | IN | 01/2008 | 09/2025 |
| Index Annuity Sales | Noblesville | IN | 12/2024 | Present |
| Avantax Insurance Agency And/Or Avantax Insurance Services | Noblesville | IN | 01/2008 | 09/2025 |
| Index Annuity Sales | Noblesville | IN | 12/2024 | Present |
| Avantax Insurance Agency And/Or Avantax Insurance Services | Noblesville | IN | 01/2008 | 09/2025 |
| Index Annuity Sales | Noblesville | IN | 12/2024 | Present |
| Cetera Wealth Services, Llc | Noblesville | IN | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
1) JLK FINANCIAL, LLC POSITION: Owner NATURE: Comprehensive Financial Planning INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 10/29/2021 ADDRESS: 5466 Citadel Dr., Noblesville IN 46062, United States DESCRIPTION: Financial PlanningInvestment PlanningRisk ManagementCash Flow and Budgeting for clientsCompany Retirement Plans 2) JLK TAX, LLC POSITION: Owner NATURE: Tax preparation and tax planning INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 15 START DATE: 12/01/2022 ADDRESS: 5466 Citadel Dr., Noblesville IN 46062, United States DESCRIPTION: Tax preparation and planning for wealth management clients to assist with wholistic financial and business planning. Will prepare a limited number of non-wealth management client returns. 3) MSW WEALTH ADVISORS, LLC, (FORMERLY MASTERS,SMITH & WISBY WEALTH ADVISORS) POSITION: FINANCIAL ADVISOR NATURE: Comprehensive Wealth Management INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 01/01/2012 ADDRESS: 4651 Salisbury Road, Ste 185, Jacksonville FL 32256, United States DESCRIPTION: OVERSEE FINANCIAL PLANNING AND IMPLEMENTATION. ANALYZE AND DESIGN CLIENT PORTFOLIOS AND COMPREHENSIVE FINANCIAL PLANS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-10-30 |
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