David Lloyd Casso

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2016 → 05/2021
  Oppenheimer & Co. Inc.
  Houston, TX
• 05/2021 → Present
  Raymond James & Associates, Inc
  Houston, TX

Previous Registrations

• 2016-08-05 → 2021-05-07
  Oppenheimer & Co. Inc.
  Houston, TX
• 2010-05-01 → 2016-07-29
  Usaa Financial Planning Services
  San Antonio, TX
  Houston, TX
• 2008-05-09 → 2009-12-02
  Wealth Advisors, Inc.
  Shreveport, LA
• 2005-09-10 → 2008-05-09
  1St Global Advisors Inc
  Shreveport, LA

Exams

• S66 Uniform Combined State Law Examination
  2003-11-20

Designations

• Certified Financial Planner