Best Investors Account Sign in
Employer firm

Transamerica Financial Advisors, LLC CRD 16164

$2.11B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Transamerica Financial Advisors, Llc

Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2016-06-01
  • CA RA
    APPROVED
    Since 2016-06-01

Branch Locations

11040 Santa Monica Blvd Suite 207, Los Angeles, CA 90025 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wfgia Los Angeles CA 09/2003 Present
Transamerica Financial Advisors, Inc Los Angeles CA 01/2012 Present
Heartland Institute Of Financial Education Aurora CO 11/2012 Present
Parnasa Services, Inc. Los Angeles CA 01/2014 Present
Rental Property Santa Clarita CA 02/2014 10/2017
Rental Property Canoga Park CA 07/2015 Present
Magen Am Usa Irvine CA 03/2020 Present
Shenandoah Villas Hoa Inc Los Angeles CA 04/2021 12/2021
Torat Hayim Los Angeles CA 01/2021 Present
Congregation Ohel Moshe Los Angeles CA 01/2021 Present
Rental Property (1) Los Angeles CA 06/2024 Present
  • 09/2003 → Present
    Wfgia
    Los Angeles, CA
  • 01/2012 → Present
    Transamerica Financial Advisors, Inc
    Los Angeles, CA
  • 11/2012 → Present
    Heartland Institute Of Financial Education
    Aurora, CO
  • 01/2014 → Present
    Parnasa Services, Inc.
    Los Angeles, CA
  • 02/2014 → 10/2017
    Rental Property
    Santa Clarita, CA
  • 07/2015 → Present
    Rental Property
    Canoga Park, CA
  • 03/2020 → Present
    Magen Am Usa
    Irvine, CA
  • 04/2021 → 12/2021
    Shenandoah Villas Hoa Inc
    Los Angeles, CA
  • 01/2021 → Present
    Torat Hayim
    Los Angeles, CA
  • 01/2021 → Present
    Congregation Ohel Moshe
    Los Angeles, CA
  • 06/2024 → Present
    Rental Property (1)
    Los Angeles, CA
Other Businesses

Sales of insurance and non insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc MAGEN AM USA|NOT INVESTMET RELATED|4482 BARRANCA PARKWAY. IRVINA, CA 92604|SECURITY GUARD|03.31.2020|40 HRS A MONTH|I WILL PROVIDE ARMED SECURITY FOR THE CONGREGATION. I AM A MEMBER OF, ON WEEKENDS AS A VOLUNTEER DURING THE TIMES I AM THERE FOR PRAYER SERVICES. HEARTLAND INSTITUTE OF FINANCIAL EDUCATION, 2851 S PARKER RD STE 1100 AURORA CO 80014, START DATE 11/21/2012, NOT INVESTMENT RELATED,COLLEGE CONSULTANT , WILL BE ACTING IN THE CAPACITY OF AN INSTRUCTOR. I WILL BE PROVIDING A BASIC LEVEL OF FINANCIAL EDUCATION TO EMPLOYEES OF DIFFERENT COMPANIES AT THEIR WORK PLACE. THERE WILL BE NO PRODUCT RECOMMENDATION OR SOLICITATION AT ALL,8HRS PER MONTH PARNASA SERVICES, INC.; NOT INVESTMENT RELATED; 1070 SOUTH CORNING ST., APT 2, LOS ANGELES CA 90035; -CORP SET UP FOR THE PURPOSES OF PASS THROUGH ENTITY; OWNER; 1/2014; 4 HRS/MONTH; AS OWNER I AM RESPONSIBLE FOR MANAGING THE S-CORP AND FILL PROPER DOCUMENTS SUCH AS FILING TAXES RENTAL PROPERTY; 21012 1/2 GAULT ST, CANOGA PARK, CA 91303; YES RELATED; OWNER; RENTAL INCOME; 1 HR/MO, 0 TRADING, COLLECT RENT MONTHLY, UPKEEP THE PROPERTY IF NEED BE. TORAT HAYIM POSITION: Board Member NATURE: Jewish Synagogue INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2021 ADDRESS: 1260 S. Robertson Blvd., Los Angeles CA 90035, United States DESCRIPTION: I am in charge of helping the Synagogue improve the security of the building and members that come there. CONGREGATION OHEL MOSHE POSITION: Board Member NATURE: Jewish Synagogue INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2021 ADDRESS: 8644 W. Pico Blvd, Los Angeles CA 90035, United States DESCRIPTION: I meet with other board members few timesa year to discuss our plans for growing our congregation. My role is mostly regarding the security of the place due to my role as a security guard for the location. My role as the security guard is a disclosed OBA under Magen Am USA. RENTAL PROPERTY 1 \ POSITION: Owner NATURE: Rental Property INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/16/2024 ADDRESS: 1761 S. Bedford St., Los Angeles CA 90035 \ DESCRIPTION: Collecting rent on monthly basis.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-05-02
S63 Uniform Securities Agent State Law Examination 2004-04-28
  • S65 Uniform Investment Adviser Law Examination
    2016-05-02
  • S63 Uniform Securities Agent State Law Examination
    2004-04-28

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in Los Angeles, CA

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor