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Transamerica Financial Advisors, LLC CRD 16164
$2.11B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2016-06-01 |
Branch Locations
11040 Santa Monica Blvd Suite 207, Los Angeles, CA 90025 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wfgia | Los Angeles | CA | 09/2003 | Present |
| Transamerica Financial Advisors, Inc | Los Angeles | CA | 01/2012 | Present |
| Heartland Institute Of Financial Education | Aurora | CO | 11/2012 | Present |
| Parnasa Services, Inc. | Los Angeles | CA | 01/2014 | Present |
| Rental Property | Santa Clarita | CA | 02/2014 | 10/2017 |
| Rental Property | Canoga Park | CA | 07/2015 | Present |
| Magen Am Usa | Irvine | CA | 03/2020 | Present |
| Shenandoah Villas Hoa Inc | Los Angeles | CA | 04/2021 | 12/2021 |
| Torat Hayim | Los Angeles | CA | 01/2021 | Present |
| Congregation Ohel Moshe | Los Angeles | CA | 01/2021 | Present |
| Rental Property (1) | Los Angeles | CA | 06/2024 | Present |
Sales of insurance and non insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc MAGEN AM USA|NOT INVESTMET RELATED|4482 BARRANCA PARKWAY. IRVINA, CA 92604|SECURITY GUARD|03.31.2020|40 HRS A MONTH|I WILL PROVIDE ARMED SECURITY FOR THE CONGREGATION. I AM A MEMBER OF, ON WEEKENDS AS A VOLUNTEER DURING THE TIMES I AM THERE FOR PRAYER SERVICES. HEARTLAND INSTITUTE OF FINANCIAL EDUCATION, 2851 S PARKER RD STE 1100 AURORA CO 80014, START DATE 11/21/2012, NOT INVESTMENT RELATED,COLLEGE CONSULTANT , WILL BE ACTING IN THE CAPACITY OF AN INSTRUCTOR. I WILL BE PROVIDING A BASIC LEVEL OF FINANCIAL EDUCATION TO EMPLOYEES OF DIFFERENT COMPANIES AT THEIR WORK PLACE. THERE WILL BE NO PRODUCT RECOMMENDATION OR SOLICITATION AT ALL,8HRS PER MONTH PARNASA SERVICES, INC.; NOT INVESTMENT RELATED; 1070 SOUTH CORNING ST., APT 2, LOS ANGELES CA 90035; -CORP SET UP FOR THE PURPOSES OF PASS THROUGH ENTITY; OWNER; 1/2014; 4 HRS/MONTH; AS OWNER I AM RESPONSIBLE FOR MANAGING THE S-CORP AND FILL PROPER DOCUMENTS SUCH AS FILING TAXES RENTAL PROPERTY; 21012 1/2 GAULT ST, CANOGA PARK, CA 91303; YES RELATED; OWNER; RENTAL INCOME; 1 HR/MO, 0 TRADING, COLLECT RENT MONTHLY, UPKEEP THE PROPERTY IF NEED BE. TORAT HAYIM POSITION: Board Member NATURE: Jewish Synagogue INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2021 ADDRESS: 1260 S. Robertson Blvd., Los Angeles CA 90035, United States DESCRIPTION: I am in charge of helping the Synagogue improve the security of the building and members that come there. CONGREGATION OHEL MOSHE POSITION: Board Member NATURE: Jewish Synagogue INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2021 ADDRESS: 8644 W. Pico Blvd, Los Angeles CA 90035, United States DESCRIPTION: I meet with other board members few timesa year to discuss our plans for growing our congregation. My role is mostly regarding the security of the place due to my role as a security guard for the location. My role as the security guard is a disclosed OBA under Magen Am USA. RENTAL PROPERTY 1 \ POSITION: Owner NATURE: Rental Property INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/16/2024 ADDRESS: 1761 S. Bedford St., Los Angeles CA 90035 \ DESCRIPTION: Collecting rent on monthly basis.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-05-02 |
| S63 | Uniform Securities Agent State Law Examination | 2004-04-28 |
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