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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-09-25 |
| MN | RA | APPROVED | 2018-09-12 |
Branch Locations
8300 Norman Center Dr, Bloomington, MN 55437 • United States
3455 Peachtree Rd Ne Workplace Benefits, Atlanta, GA 30326 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Federated Investors, Inc. | Pittsburgh | PA | 05/2015 | 08/2018 |
| Federated Securities Corp. | Pittsburgh | PA | 05/2015 | 08/2018 |
| Mdt Advisers, A Division Of Federated Mdta Llc | Boston | MA | 10/2015 | 08/2018 |
| Federated Global Investment Management Corp | New York | NY | 10/2015 | 08/2018 |
| Federated Investment Counseling | Pittsburgh | PA | 10/2015 | 08/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Minneapolis | MN | 08/2018 | Present |
I*117834 For profit or not for profit: For-Profit Organization Name of outside business organization: AEGOS Financial Address of business: Prior Lake, Minnesota 55372 Nature of business: LLC, Position, title, association: Owner, Start date of relationship: 6/1/2012 Number of hours devoted: 0 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: This entity has no purpose, except I have a "solo 401k plan associated with it, and I have no responsibilities with this entity.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-10-08 |
| S63 | Uniform Securities Agent State Law Examination | 2005-01-04 |
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