Aaron Daniel Locke

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2023-06-29

MN RA
APPROVED

Since 2023-06-29

Branch Locations

Bloomington, MN • United States

2183 Northdale Blvd Nw, Minneapolis, MN 55433 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Cetera Wealth Services, Llc	El Segundo	CA	01/2013	Present
Advisornet Wealth Management	Mpls	MN	08/2012	08/2019
Cetera Investment Advisers Llc	Schaumburg	IL	06/2023	Present
Vortex Fast Pitch	Loretto	MN	08/2025	Present

01/2013 → Present

Cetera Wealth Services, Llc

El Segundo, CA
08/2012 → 08/2019

Advisornet Wealth Management

Mpls, MN
06/2023 → Present

Cetera Investment Advisers Llc

Schaumburg, IL
08/2025 → Present

Vortex Fast Pitch

Loretto, MN

Previous Registrations

2014-02-03 → 2019-09-09

Advisornet Wealth Partners

Shoreview, MN

Minnetonka, MN
2008-11-18 → 2009-05-20

Ameriprise Financial Services, Llc

New Brighton, MN

New Brighton, MN

Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES, POSITION/TITLE/RELATIONSHIP: REPRESENTATIVE, BRIEF DESCRIPTION OF DUTIES: SELLS FIXED LIFE, HEALTH, DISABILITY, ANNUITIES AND LONG TERM CARE; 2. NAME OF OTHER BUSINESS: CHOICE FINANCIAL GROUP, INVESTMENT RELATED: NO, ADDRESS: 645 HILL AVE, GRAFTON, ND 58237, NATURE OF BUSINESS: ONLINE BANKING WITH CHOICE FINANCIAL, POSITION/TITLE/RELATIONSHIP: REFERRAL OF PERSONS AND ENTITIES TO CHOICE FINANCIAL FOR ONLINE BANKING DEPOSIT ACCOUNTS, START DATE: 2/10/10, APPROX. NUMBER OF HOURS PER MONTH: 1 HOUR PER WEEK, BRIEF DESCRIPTION OF DUTIES: ONLINE BANKING REFERRAL OF PERSONS AND ENTITIES; 3. NAME OF OTHER BUSINESS: STRATEGIC INVESTMENT PARTNERS ; INVESTMENT RELATED: YES ; ADDRESS: 2183 NORTHDALE BLVD, MINNEAPOLIS, MN 55433 ; NATURE OF BUSINESS: FINANCIAL SERVICES ; POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR ; START DATE: 08/2019 ; APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: ASSET MANAGEMENT, FINANCIAL PLANNING ; 4. NAME OF OTHER BUSINESS: VORTEX FAST PITCH; INVESTMENT RELATED: NO; ADDRESS: 700 N MEDINA ST, LORETTO, MN 55357; NATURE OF BUSINESS: FAST PITCH SOFTBALL; START DATE: 8/2025; POSITION/TITLE/RELATIONSHIP: COACH; APX NUMBER OF HOURS PER WEEK: 6; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: COACHING AN 11U CLUB FAST PITCH TEAM;