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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-02-26
NJ RA APPROVED 2009-10-23
  • TX RA
    APPROVED_RES
    Since 2013-02-26
  • NJ RA
    APPROVED
    Since 2009-10-23

Branch Locations

172 Main St, Chester, NJ 07930 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Lake Hiawatha NJ 10/2009 Present
Bank Of America,Na Lake Higwatha NJ 11/2009 Present
Previous Registrations
  • 2006-04-17 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Ridgewood, NJ
    Lake Hiawatha, NJ
Other Businesses

I*: 2417262 Entity Type: Fiduciary role Name of OBA: P. A S. EXEC EST OF M. A D. Address: Hopatcong, New Jersey, 07843 Investment Related: No Position, Title, Association: Executor Employee Start Date: 25-Apr-2025 Number of Hours: 5 hrs wkly Number of Hours during trading: 0 Duties: Executor for Parents

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-04-14
  • S66 Uniform Combined State Law Examination
    2006-04-14

View on SEC IAPD

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