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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2024-10-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massachusetts Mutual Life Insurance Company | Springfield | MA | 05/2015 | 10/2024 |
| Mml Distributors Llc | Enfield | CT | 05/2015 | 10/2024 |
| Gwfs Equities, Inc. | Enfield | CT | 01/2021 | 10/2024 |
| Principal Life Insurance Company | Des Moines | IA | 10/2024 | Present |
| Principal Securities Inc | Des Moines | IA | 10/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-03-29 |
| S63 | Uniform Securities Agent State Law Examination | 2000-02-28 |
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