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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2024-10-30
  • CT RA
    APPROVED
    Since 2024-10-30

Branch Locations

South Windsor, CT • United States

711 High St, Des Moines, IA 50392 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massachusetts Mutual Life Insurance Company Springfield MA 05/2015 10/2024
Mml Distributors Llc Enfield CT 05/2015 10/2024
Gwfs Equities, Inc. Enfield CT 01/2021 10/2024
Principal Life Insurance Company Des Moines IA 10/2024 Present
Principal Securities Inc Des Moines IA 10/2024 Present
  • 05/2015 → 10/2024
    Massachusetts Mutual Life Insurance Company
    Springfield, MA
  • 05/2015 → 10/2024
    Mml Distributors Llc
    Enfield, CT
  • 01/2021 → 10/2024
    Gwfs Equities, Inc.
    Enfield, CT
  • 10/2024 → Present
    Principal Life Insurance Company
    Des Moines, IA
  • 10/2024 → Present
    Des Moines, IA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-03-29
S63 Uniform Securities Agent State Law Examination 2000-02-28
  • S65 Uniform Investment Adviser Law Examination
    2021-03-29
  • S63 Uniform Securities Agent State Law Examination
    2000-02-28
Other Names
  • Verzella Kenneth
  • Kenneth Verzella
  • Kenneth J Verzella

View on SEC IAPD

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