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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2023-06-29 |
| TX | RA | APPROVED_RES | 2023-06-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Voya Financial Advisors | Indianapolis | IN | 09/2014 | 06/2021 |
| Cetera Wealth Services, Llc | El Segundo | CA | 06/2021 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
| Plump Family Financial | Indianapolis | IN | 01/2025 | Present |
1. NAME OF ENTITY:INDY WIRE & CABLE --HOOSIER BRUSH; No; 2339 Calaveras Way; Indianapolis; IN; 46240; WHOLESALE WIRE CABLE BRUSHES; WHOLESALER; 8/31/2006; 2; 1; INFOWHOLESALE WIRE CABLE BRUSHES 2. NAME OF ENTITY: Fraternal Lodge-KSKJ; No; 2439 GLENWOOD AVE; JOLIET; IL; 60435; Fraternal Lodge; Secretary; 6/1/2010; 8; 8; Provide leadership and assistance in fund raising events. 3. NAME OF ENTITY: Bobby Plump & Associates; Yes; 930 EAST 66TH ST; INDIANAPOLIS; IN; 46220; Financial Services; Associate; 10/20/2003; 40; 40; Sales and service of fixed insurance and investments.| 4. NAME OF OTHER BUSINESS: PLUMP FAMILY FINANCIAL, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 01/2025, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-06-28 |
| S63 | Uniform Securities Agent State Law Examination | 2003-10-17 |
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