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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2024-12-18
DE RA APPROVED 2014-10-23
  • MD RA
    APPROVED
    Since 2024-12-18
  • DE RA
    APPROVED
    Since 2014-10-23

Branch Locations

1013 Centre Rd Suite 228, Wilmington, DE 19805 • United States

Ocean City, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Serv Ices Wilmington DE 12/1999 Present
Raymond James Financial Services Advisors Inc. Wilmington DE 10/2014 Present
Bassett, Dawson & Foy Inc Wilmington DE 01/2015 06/2023
Previous Registrations
  • 2000-04-13 → 2014-12-31
    Bassett, Dawson & Foy, Inc.
    Wilmington, DE
Other Businesses

1) Name of Business: Dawson Wealth Management LLC Address: 1013 Centre Rd Suite 228, Wilmington, DE, 19805-1270, United States Activity Type: Support Company - Owner Position/Title: Officer - Vice President, Independent Contractor Investment Related: No Start Date: 05/19/2023 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Fred Dawson (7817) and I opened this branch FHH in June 2023 after leaving our previous branch 78P. Fred and I have an executed buy-sell with me as sole future owner when he decides to retire. I am branch manager / registered principal. Fred is owner. (2) Name of Business: Dawson Wealth Management LLC Address: 1013 Centre Rd Ste 228, Wilmington, DE, 19805-1273, United States Activity Type: Support Company - Owner Position/Title: Officer - Vice President Investment Related: No Start Date: 06/23/2023 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Oversight / management of all aspects of the business.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-02-25
  • S66 Uniform Combined State Law Examination
    2000-02-25
Designations

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