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305 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2014-08-25 |
Branch Locations
305 Madison Avenue, Morristown, NJ 07960 • United States
831 Court Street, Honesdale, PA 18431 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Honesdale | PA | 05/2011 | Present |
| Private Advisor Group, Llc | Morristown | NJ | 08/2014 | Present |
1. 05/10/2011: Schwartz Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 2/17/2016: Private Advisor Group, LLC - DBA: (Hybrid) Private Advisor Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started Registered Investment Advisor Hybrid - 125 Hours Per Month/6 Hours During Securities Trading - Advisory and Investment Services. 3. 2/17/2016: Private Advisor Group - DBA: (Hybrid) Schwartz Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 08/01/2014 - 125 Hours Per Month/6 Hours During Securities Trading - Financial advisor providing advisory and brokerage services. 4. 01/08/2024 - RMSSWM, LLC - Non-Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started: 6/30/2023 - 5 Hrs/mo During Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-01-10 |
| S63 | Uniform Securities Agent State Law Examination | 2003-12-30 |
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