Mark Nunez Garcia

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2019-10-17
CA	RA	APPROVED	2010-12-03

TX RA
APPROVED_RES

Since 2019-10-17
CA RA
APPROVED

Since 2010-12-03

Branch Locations

3750 University Ave, Riverside, CA 92501 • United States

8330 Limonite Ave, Riverside, CA 92509 • United States

12625 Frederick St Ste U, Moreno Valley, CA 92553 • United States

14395 Moreno Beach Dr, Moreno Valley, CA 92555 • United States

2560 N Perris Blvd, Perris, CA 92571 • United States

5 Park Plaza 19Th & 20Th Fls [Lt/Sb/Sg-Rbo], Irvine, CA 92614 • United States

Riverside, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Los Angeles	CA	11/2010	11/2016
Wells Fargo Clearing Services, Llc	Los Angeles	CA	11/2016	Present

11/2010 → 11/2016

Wells Fargo Advisors Llc

Los Angeles, CA
11/2016 → Present

Wells Fargo Clearing Services, Llc

Los Angeles, CA

Previous Registrations

2009-10-23 → 2010-12-04

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Moreno Valley, CA

Temecula, CA

Perris, CA

Riverside, CA

Riverside, CA
2003-12-05 → 2009-10-23

Banc Of America Investment Services, Inc.

Moreno Valley, CA

Temecula, CA

Perris, CA

Fontana, CA

Perris, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2003-12-04

S66 Uniform Combined State Law Examination

2003-12-04

Other Names

Mark N. Garcia

View on SEC IAPD