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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-05-02 |
| TX | RA | APPROVED | 2024-05-02 |
Branch Locations
3075 Southwestern Blvd. Ste. 208, Orchard Park, NY 14127 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fsc Securities Corporation | Amherst | NY | 01/2010 | 11/2023 |
| Mollot & Hardy Inc. | Amherst | NY | 02/2010 | 04/2024 |
| Osaic Wealth, Inc. | Amherst | NY | 11/2023 | 04/2024 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 05/2024 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 05/2024 | Present |
1) BRYAN CASTRO, EAST AURORA, NY, 04/2024, TEACHER, CONSULTING/COACHING, NIR, 2 HR/MO, 2 HR/MO TRADING. 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 05/2024, AS ADVISORY REP OF AN RIA, INV REL, 80 HR/MO, 40 HR/MO TRADING. 3) NORTH STAR WEALTH OF WESTERN NEW YORK, 3075 SOUTHWESTERN BLVD, SUITE 208, ORCHARD PARK, NY, 05/2024, OWNER, DBA, INV REL, 40 HR/MO, 40 HR/MO TRADING.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2003-11-11 |
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