Bruce (Brett) Palmer Emmeluth

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2009 → 03/2022
  First Financial Equity Corporation
  Greenwood Village, CO
• 03/2022 → Present
  Lpl Finanical, Llc
  Castle Pines, CO

Previous Registrations

• 2009-03-19 → 2022-04-04
  Ffec Wealth Partners Llc
  Greenwood Village, CO
• 2006-11-03 → 2009-03-20
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Greenwood Village, CO
• 2004-08-03 → 2006-11-06
  Morgan Stanley Dw Inc.
  Centennial, CO
  Centennial, CO

Other Businesses

1. 02/02/2023 - Castle Pines Investment Advisors LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date: 09/14/2022 - 1 Hour Per Month/0 Hours During Securities Trading.

Exams

• S66 Uniform Combined State Law Examination
  2004-07-29
• S63 Uniform Securities Agent State Law Examination
  2003-11-20

Other Names

• Brett Emmeluth
• Bruce Palmer Emmeluth
• Bruce P Emmeluth Jr
• Bruce P Emmeluth
• Bruce P Emmeluth Jr.
• Bruce (Brett) P Emmeluth