James Frusteri

Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2012 → 09/2016
  Fifth Third Bank
  Solon, OH
• 04/2012 → 09/2016
  Fifth Third Securities
  Solon, OH
• 10/2016 → 11/2017
  Fisher Investments
  San Mateo, CA
• 11/2017 → Present
  Fisher Investments
  Plano, TX

Previous Registrations

• 2015-04-08 → 2016-10-11
  Fifth Third Securities, Inc.
  Solon, OH
  Mayfield Heights, OH
• 2009-03-25 → 2009-08-21
  Mml Investors Services, Llc
  Cleveland, OH

Exams

• S65 Uniform Investment Adviser Law Examination
  2015-06-04
• S63 Uniform Securities Agent State Law Examination
  2012-05-07

Other Names

• James Frusteri
• Jim Frusteri