Ernest Michael Bosso

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2013 → 04/2017
  Cetera Advisors Llc
  Denver, CO
• 05/2017 → 07/2020
  Pruco Securities Llc
  Lake Oswego, OR
• 05/2017 → 07/2020
  The Prudential Insurance Company Of America
  Lake Oswego, OR
• 01/2016 → Present
  10:16 Publishing
  Lake Oswego, OR
• 07/2020 → 12/2021
  Cascadia Wealth Management
  Lake Oswego, OR
• 07/2020 → Present
  Cetera Advisors Llc
  Denver, CO
• 03/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2017-12-06 → 2020-08-04
  Pruco Securities, Llc.
  Lake Oswego, OR
• 2012-02-28 → 2017-05-01
  Cetera Advisors Llc
  Portland, OR
  Greenwood Village, CO
• 2007-07-11 → 2012-02-28
  Pacific West Financial Consultants Inc
  Renton, WA

Other Businesses

1) NAME OF OTHER BUSINESS: 10:16 PUBLISHING ; INVESTMENT RELATED: NO ADDRESS: SAME AS RESIDENTIAL LOCATION NATURE OF BUSINESS: PUBLISHING ; START DATE: 01/2016 POSITION/TITLE/RELATIONSHIP: OWNER / AUTHOR APX NUMBER OF HOURS PER WEEK: 10 ; APX NUMBER OF HOURS DURING TRADING HOURS: 10 ; BRIEF DESCRIPTION OF DUTIES: AUTHOR ; 2) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FIXED INSURANCE, START DATE: 11/2021, LESS THAN ONE HOUR PER WEEK, NOT DURING TRADING HOURS, POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT, BRIEF DESCRIPTION OF DUTIES: SELLS LIFE AND HEALTH;

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-06-26
• S63 Uniform Securities Agent State Law Examination
  2003-11-13

Other Names

• E. Michael Bosso