Thomas G Kane

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2007 → 06/2017
  Ubs Financial Services Inc
  Chicago, IL
• 06/2017 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Chicago, IL
• 06/2017 → Present
  Bank Of America, N.A.
  Chicago, IL

Previous Registrations

• 2007-10-05 → 2017-06-23
  Ubs Financial Services Inc.
  Chicago, IL
• 2004-06-03 → 2007-10-10
  Lehman Brothers Inc.
  Chicago, IL
  Chicago, IL

Other Businesses

I*712247 For profit or not for profit: Entity For Profit Name of outside business organization: LFG Strategies, LLC - EV Series Investment related: Y Address of business: Chicago, Illinois, 60622 Nature of business: ["Limited Liability Company"] Position, title, association: ["Owner"], Start date of relationship: 2/14/2022 Number of hours devoted: 0 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: , Invest in electronic vehicle strategies, I have no responsibilities or control. I*109938 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: REROLL LLC INVESTMENT RELATED: Y ADDRESS OF BUSINESS: CHICAGO, ILLINOIS 60634 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 6/10/2013 NUMBER OF HOURS DEVOTED: 0 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: KEN LEBOVIC AND I ARE 50/50 PARTNERS IN AN LLC IN WHICH HE MAKES THE INVESTMENT DECISIONS AND HANDLES ALL ACTIVITIES FOR - PREDOMINANTLY REAL ESTATE AND VENTURE CAPITAL. I*110226 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: JWB LLC INVESTMENT RELATED: Y ADDRESS OF BUSINESS: CHICAGO, ILLINOIS 60634 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: OTHER, 1/3 INVESTOR START DATE OF RELATIONSHIP: 9/1/2016 NUMBER OF HOURS DEVOTED: 0 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: LLC WITH TWO FRIENDS TO INVEST IN A HEALTHCARE COMPANY I*135884 For profit or not for profit: For-Profit Organization Name of outside business organization: Shelton s HP, LLC Investment related: Y Address of business: Chicago, Illinois 60614 Nature of business: LLC, Position, title, association: Limited Partner, Start date of relationship: 2/15/2021 Number of hours devoted: 0 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: A non-client friend and I intend to purchase real estate and potentially other non marketable security investments (a restaurant) as passive investors. I have no investment authority or signing authority on the account.

Exams

• S66 Uniform Combined State Law Examination
  2003-10-20

Other Names

• Thomas Kane
• Thomas G Kane
• Tom Kane
• Tommy Kane