Jonathan Carl Laven

Employer firm

Equitable Advisors, LLC CRD 6627

$42.5B regulatory AUM 171,648 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2017-09-13
IL	RA	APPROVED	2003-10-13

TX RA
APPROVED_RES

Since 2017-09-13
IL RA
APPROVED

Since 2003-10-13

Branch Locations

Northbrook, IL • United States

520 Lake Cook Road Suite 270, Deerfield, IL 60015 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Axa Advisors, Llc	New York	NY	09/2003	06/2020
Equitable Advisors, Llc	New York	NY	09/2003	Present

09/2003 → 06/2020

Axa Advisors, Llc

New York, NY
09/2003 → Present

Equitable Advisors, Llc

New York, NY

Other Businesses

ZACHARIAS SEXUAL ABUSE CENTER, BOARD OF DIRECTORS, I WILL HELP ADVISE THE ORGANIZATION ON HOW TO BEST SERVE THOSE WHO HAVE SUFFERED ABUSE OR ASSAULT, START 05.2014, 5 HRS PER MO. OUTSIDE INSURANCE BROKERAGE. GPS FINANCIAL SOLUTIONS LLC, PARTNER, 5/1/23, 8 HOURS PER MONTH, 42000 PER YEAR COMPENSATION. DBA: GOAL POINT STRATEGIES.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2003-10-10

S66 Uniform Combined State Law Examination

2003-10-10

View on SEC IAPD