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Aaron Peck

Park Avenue Securities LLC

Southlake, TX

CRD 4706649

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Employer firm

Park Avenue Securities LLC CRD 46173

$19.6B regulatory AUM 38,649 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-07-01
  • TX RA
    APPROVED
    Since 2025-07-01

Branch Locations

1560 E Southlake Blvd Suite 225, Southlake, TX 76092 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mutual Of Omaha Investment Services Omaha NE 03/2016 03/2020
Mutual Of Omaha Insurance Company Omaha NE 03/2016 03/2020
Hornor Townsend & Kent Llc Horsham PA 03/2020 Present
Penn Mutual Life Insurance Company Horsham PA 02/2020 Present
Guardian Life Insurance Company New York NY 07/2025 Present
Park Avenue Securites New York NY 07/2025 Present
  • 03/2016 → 03/2020
    Mutual Of Omaha Investment Services
    Omaha, NE
  • 03/2016 → 03/2020
    Mutual Of Omaha Insurance Company
    Omaha, NE
  • 03/2020 → Present
    Horsham, PA
  • 02/2020 → Present
    Penn Mutual Life Insurance Company
    Horsham, PA
  • 07/2025 → Present
    Guardian Life Insurance Company
    New York, NY
  • 07/2025 → Present
    Park Avenue Securites
    New York, NY
Previous Registrations
Other Businesses

1) DFW WEALTH STRATEGIES - DISABILITY/HEALTH INSURANCE BROKERAGE, Start date: 09/21/2021, Address: 1560 E. Southlake Blvd. Suite 225, Southlake, TX 76092, 120 total hours per month; 120 during securities trading hours, Not investment related, More than 10% annual compensation, 2) NAIFA BOARD MEMBER - BOARD MEMBER, Start date: 04/01/2021, Address: 9868 Plano Rd. Dallas, TX 75238, 10 total hours per month; 10 during securities trading hours, Not investment related, No annual compensation, 3) Continuing Education Instructor-Texas state CE class, Start date: 09/25/2024, Address: N/A, 1 total hours per month; 1 during securities trading hours, Not investment related, No annual compensation,

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-06-30
S63 Uniform Securities Agent State Law Examination 2013-01-10
  • S65 Uniform Investment Adviser Law Examination
    2016-06-30
  • S63 Uniform Securities Agent State Law Examination
    2013-01-10
Designations
  • Chartered Financial Consultant
Other Names
  • Aaron Michael Peck
  • Aaron M. Peck
  • Aaron M Peck

View on SEC IAPD

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