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Park Avenue Securities LLC CRD 46173
$19.6B regulatory AUM 38,649 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-07-01 |
Branch Locations
1560 E Southlake Blvd Suite 225, Southlake, TX 76092 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mutual Of Omaha Investment Services | Omaha | NE | 03/2016 | 03/2020 |
| Mutual Of Omaha Insurance Company | Omaha | NE | 03/2016 | 03/2020 |
| Hornor Townsend & Kent Llc | Horsham | PA | 03/2020 | Present |
| Penn Mutual Life Insurance Company | Horsham | PA | 02/2020 | Present |
| Guardian Life Insurance Company | New York | NY | 07/2025 | Present |
| Park Avenue Securites | New York | NY | 07/2025 | Present |
1) DFW WEALTH STRATEGIES - DISABILITY/HEALTH INSURANCE BROKERAGE, Start date: 09/21/2021, Address: 1560 E. Southlake Blvd. Suite 225, Southlake, TX 76092, 120 total hours per month; 120 during securities trading hours, Not investment related, More than 10% annual compensation, 2) NAIFA BOARD MEMBER - BOARD MEMBER, Start date: 04/01/2021, Address: 9868 Plano Rd. Dallas, TX 75238, 10 total hours per month; 10 during securities trading hours, Not investment related, No annual compensation, 3) Continuing Education Instructor-Texas state CE class, Start date: 09/25/2024, Address: N/A, 1 total hours per month; 1 during securities trading hours, Not investment related, No annual compensation,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-06-30 |
| S63 | Uniform Securities Agent State Law Examination | 2013-01-10 |
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