Aaron Paul Puff

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2026-04-22
MI	RA	APPROVED	2024-03-04

TX RA
APPROVED_RES

Since 2026-04-22
MI RA
APPROVED

Since 2024-03-04

Branch Locations

1313 S Centerville Rd, Sturgis, MI 49091 • United States

6622 West Maiin St, Kalamazoo, MI 49009 • United States

101 W Monroe St, Bangor, MI 49013 • United States

1 Denso Rd Ste 1, Battle Creek, MI 49037 • United States

1609 E Cork St, Kalamazoo, MI 49001 • United States

15425 Broadway Rd, Three Rivers, MI 49093 • United States

220 East Roosevelt, Battle Creek, MI 49017 • United States

3141 Capital Avenue Sw, Battle Creek, MI 49015 • United States

4150 West Dickman Rd, Battle Creek, MI 49037 • United States

123 East Street, Colon, MI 49040 • United States

676 E Main St, Centreville, MI 49032 • United States

114 West Chicago Rd, White Pigeon, MI 49099 • United States

118 N Kalamazoo, Paw Paw, MI 49079 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Fifth Third	Grand Rapids	MI	11/2010	05/2022
Fifth Third Securities	Grand Rapids	MI	12/2010	05/2022
Cetera Advisor Networks Llc	El Segundo	CA	05/2022	03/2024
Omni Community Credit Union Dba Omni Investment Services	Battle Creek	MI	05/2022	Present
The Awareness Group	Battle Creek	MI	01/2005	Present
Cetera Investment Advisers Llc	Schaumburg	IL	06/2023	03/2024
Lpl Financial	Kalamazoo	MI	03/2024	Present

11/2010 → 05/2022

Fifth Third

Grand Rapids, MI
12/2010 → 05/2022

Fifth Third Securities

Grand Rapids, MI
05/2022 → 03/2024

Cetera Advisor Networks Llc

El Segundo, CA
05/2022 → Present

Omni Community Credit Union Dba Omni Investment Services

Battle Creek, MI
01/2005 → Present

The Awareness Group

Battle Creek, MI
06/2023 → 03/2024

Cetera Investment Advisers Llc

Schaumburg, IL
03/2024 → Present

Lpl Financial

Kalamazoo, MI

Previous Registrations

2023-06-29 → 2024-03-18

Cetera Investment Advisers Llc

Kalamazoo, MI

Battle Creek, MI
2022-05-11 → 2023-06-29

Cetera Wealth Services, Llc

Kalamazoo, MI

Battle Creek, MI

Battle Creek, MI

Mechanicsburg, PA
2016-11-22 → 2022-05-09

Fifth Third Securities, Inc.

Grand Rapids, MI

Grand Rapids, MI

Grand Haven, MI

Portage, MI

Portage, MI

Other Businesses

1)12/27/2023 - OMNI Investment Services - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 03/2024 - 140 Hr/Mth 2)12/27/2023 - The Awareness Group - Sole Owner, my role is to provide marketing and promotional services to companies that sponsor our auto racing team - Non-Inv Rel - Battle Creek, MI - Start: 01/2005 - 5%

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-11-22
S63	Uniform Securities Agent State Law Examination	2004-10-11

S66 Uniform Combined State Law Examination

2016-11-22
S63 Uniform Securities Agent State Law Examination

2004-10-11

View on SEC IAPD