Benjamin Voelker

Employer firm

Mariner CRD 140195

$125B regulatory AUM 216 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2006 → 04/2022
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Phoenix, AZ
• 04/2022 → Present
  Mariner Wealth Advisors
  Phoenix, AZ
• 04/2022 → Present
  Msec, Llc
  Overland Park, KS

Previous Registrations

• 2007-01-31 → 2022-04-28
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Phoenix, AZ
  Walnut Creek, CA
  New York, NY
  Phoenix, AZ
  New York, NY
  Scottsdale, AZ
  Tacoma, WA

Other Businesses

1. MSEC, LLC; Overland Park, KS; investment-related; registered representative, 40 hrs/week during securities trading hours; 2. Phoenix Country Club, Phoenix, AZ, not investment related, Member-Board of Directors, Start Date 10/19/2022, 1 HR per month, 0 HR during trading hours. 3. Twenty Sea, LLC; Not investment related, Phoenix, AZ, Real Estate, Manager, 0 hours per month, no responsibilities other than controlling the bank account. 4. Arizona Community Foundation; Not investment related, Scottsdale, AZ, Professional Advisory Board Member, Start date: 4/29/2022, 1 hour per month, 1 during trading hours, Work with other local professionals to provide guidance for Arizona Community Foundation as it relates to donor engagement, community outreach, & program and organizational development.

Exams

• S66 Uniform Combined State Law Examination
  2004-01-08

Designations

• Certified Financial Planner