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Transamerica Financial Advisors, LLC CRD 16164
$2.11B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2017-08-22 |
| CA | RA | APPROVED | 2017-08-16 |
Branch Locations
3435 Wilshire Blvd Suite 320, Los Angeles, CA 90010 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Transamerica Financial Advisors, Llc | Los Angeles | CA | 05/2017 | Present |
| Wfgia | Los Angeles | CA | 08/2003 | Present |
| Two Fish Group | Flushing | NY | 01/2015 | Present |
Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, LLC TWO FISH GROUP/Investment Related - No/193-02 northern blvd, 2nd floor, #A, flushing, ny 11358 310)999-8496/basically it is created to lease an office, nothing special activities./instructor/01.2015/30/0/giving a basic financial101 education.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-08-16 |
| S63 | Uniform Securities Agent State Law Examination | 2017-06-10 |
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