Christopher Adam Shepherd

Employer firm

Rockefeller Financial LLC CRD 291361

$99.6B regulatory AUM 223 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2003 → 10/2017
  Shepherd Kaplan Llc
  Boston, MA
• 10/2017 → 06/2022
  Spearhead Capital Advisors, Llc
  Wellington, FL
• 12/2018 → 06/2022
  Spearhead Innovative Solutions, Llc
  Wellington, FL
• 06/2022 → 02/2025
  Rockefeller Financial Llc
  Beverly, MA
• 02/2025 → 07/2026
  Rockefeller Financial Llc
  Wellington, FL
• 11/2025 → 07/2026
  Rockefeller Capital Management
  Wellington, FL
• 07/2026 → Present
  Rockefeller Financial Llc
  Vero Beach, FL

Previous Registrations

• 2025-11-04 → 2025-12-16
  Rockefeller Capital Management
  Wellington, FL
• 2017-11-06 → 2022-06-30
  Spearhead Capital Advisors, Llc
  South Hamilton, MA
  Wellington, FL
  Beverly, MA
• 2008-01-02 → 2017-10-31
  Shepherd Kaplan Llc
  Boston, MA

Other Businesses

SPEARHEAD INNOVATIVE SOLUTIONS, LLC, 12012 SOUTH SHORE BLVD., SUITE 112, WELLINGTON, FL; INVESTMENT RELATED; SINCE 12/31/18; CONSULTANT; MANAGEMENT, ADMINISTRATION & CONSULTING BUSINESS; DEVOTES LESS THAN 5 HOURS PER WEEK.

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-11-21
• S63 Uniform Securities Agent State Law Examination
  2003-10-03