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Current Employers
U.S. Bancorp Advisors, Llc

60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2025-12-15
  • OR RA
    APPROVED
    Since 2025-12-15

Branch Locations

17650 Ne Sandy Blvd, Gresham, OR 97230 • United States

West Linn, OR • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
U.S. Bancorp Investments, Inc. Gresham OR 10/2010 02/2026
U.S. Bancorp Advisors, Llc Gresham OR 09/2025 Present
Previous Registrations
  • 2010-10-18 → 2026-02-13
    Portland, OR
    Portland, OR
    Vancouver, WA
    Saint Paul, MN
    Milwaukie, OR
    Portland, OR
    Portland, OR
    Milwaukie, OR
    Portland, OR
    Pleasanton, CA
    Portland, OR
    Portland, OR
    Saint Paul, MN
    West Linn, OR
    Gresham, OR
  • 2005-12-13 → 2010-09-27
    Chico, CA
    Chico, CA
    Red Bluff, CA
    Chico, CA
    Marysville, CA
    Yuba City, CA
    Corning, CA
    Charlotte, NC
  • 2004-04-28 → 2005-09-28
    Morgan Stanley Dw Inc.
    Pleasanton, CA
Other Businesses

1) Sundial Urban Garden; Not Investment-Related; West Linn, OR; Plant sales; Owner; Owner; 06/13/2026; 08 hours/month; 0 hours/trading; Propagation of plants and plant sales

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-04-01
  • S66 Uniform Combined State Law Examination
    2004-04-01
Other Names
  • Anton Klemens

View on SEC IAPD

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