Jeffrey Gordon Pasternak

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2009 → 08/2019
  Ameriprise Financial Services, Inc.
  Woodland Hills, CA
• 10/2009 → 08/2019
  Ameriprise Financial Services, Inc.
  Westlake Village, CA
• 08/2019 → Present
  Lpl Financial Llc
  Westlake Village, CA

Previous Registrations

• 2009-10-05 → 2019-08-22
  Ameriprise Financial Services, Llc
  Woodland Hills, CA
  Westlake Village, CA
• 2006-07-31 → 2009-10-05
  Ameriprise Advisor Services, Inc.
  Woodland Hills, CA
• 2003-10-09 → 2006-06-01
  Morgan Stanley Dw Inc.
  Thousand Oak, CA

Other Businesses

1. 07/13/2023 - Jeffrey Pasternak LLC Financial Advisor - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 05/31/2023 - 160 Hours Per Month/ 8 Hours During Trading

Exams

• S66 Uniform Combined State Law Examination
  2003-10-08