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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2021-03-03 |
| TX | RA | APPROVED | 2018-07-06 |
| CA | RA | APPROVED | 2012-11-01 |
Branch Locations
709 E Telegraph St, Carson City, NV 89701 • United States
4851 W 134Th St Ste C, Leawood, KS 66209 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Minneapolis | MN | 09/2003 | 03/2020 |
| Ameriprise Financial Services, Llc | Pleasanton | CA | 03/2020 | Present |
Real Estate Ownership; Condo unit in San Francisco; 151 Alice B Toklas Pl #705, , San Francisco, CA, 94109; Not Investment-Related; 01/29/2022 / Single Family; 3005 W 71st St, , Prairie Village, KS, 66208; Not Investment-Related; 12/01/2022. Business Ownership; E.L. Enterprises; Owner; Manage Ameriprise Business; 4141 W 111th Ter, , Leawood, KS, 66211; Not Investment-Related; 12/29/2023; 40 to 59 hours per month; 10 to 19 during trading hours / Juno Moneta, LLC; Manage income and expenses of LLC, manage staff, oversight of practice management; Practice management and expenses for financial advisory practice -- BFL Wealth Partners currently and we are in process of changing our name to Juno Moneta Wealth Advisors; 3825 Hopyard Rd, Ste. 124, , Pleasanton, CA, 94588; Not Investment-Related; 03/11/2020; 60 hours per month; 20 to 39 during trading hours / DPTRE LLC; Co-owner; Real Estate; 4851 W 134th St, Suite C, , Leawood, KS, 66209; Investment-Related; 02/01/2025; 1 to 9 hours per month; 0 during trading hours. Outside Employment; E.L. Enterprises; Owner; Management and leadership; 4141 W 111th Ter, , Leawood, KS, 66211; Not Investment-Related; 12/29/2023; 40 to 59 hours per month; 10 to 19 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-12-01 |
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