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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2024-12-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Investment Services Llc | Saint Cloud | MN | 12/2024 | Present |
| Knoxvillle Wholesale Furniture | Knoxville | TN | 08/2019 | 11/2024 |
| Tn Bank | Farragut | TN | 12/2015 | 07/2019 |
| Regions Bank | Knoxville | TN | 12/2024 | Present |
| Cetera Investment Advisers Llc | Knoxville | TN | 12/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-09-19 |
| S63 | Uniform Securities Agent State Law Examination | 2005-08-29 |
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