Todd Robert Richman

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2012 → 05/2021
  J.P Morgan Securities Llc.
  New York, NY
• 01/2012 → 05/2021
  J.P Morgan Chase Bank
  New York, NY
• 05/2021 → Present
  Morgan Stanley Smith Barney Llc
  New York, NY
• 05/2021 → Present
  Morgan Stanley Private Bank, N.A
  New York, NY

Previous Registrations

• 2012-01-23 → 2021-05-14
  J.P. Morgan Securities Llc
  New York, NY
• 2003-10-09 → 2012-01-26
  Alliancebernstein L.P.
  New York, NY

Other Businesses

*442194- Democratic Majority for Israel; Investment related: No; Washington, District of Columbia; Government; Board Member (proprietor, partner, officer, director, employee, trustee, agent); 01/2019; During business hours: 0; After business hours: 3; Fundraising, Attend and vote at board meetings. *442200 - Cradle of Aviation Museum; Investment related - No; Garden City, NY; Art/Culture; Board Member (proprietor, partner, officer, director, employee, trustee, agent); Sept 2007; During business hours: 0; After business hours: 3; Fundraising

Exams

• S66 Uniform Combined State Law Examination
  2003-10-08

Other Names

• Todd R Richman
• Todd Robert Richman