Brian Douglas Ward

Current Employers

W & S Management Services, Inc.

470 Long Pond Road Suite 200, Rochester, NY 14612 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2013-07-01

TX RA
APPROVED_RES

Since 2013-07-01

Branch Locations

470 Long Pond Road Suite 200, Rochester, NY 14612 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
W&S Management	Rochester	NY	01/2000	Present
Ward & Schmerbeck, P.C.	Rochester	NY	01/1995	Present

01/2000 → Present

W&S Management

Rochester, NY
01/1995 → Present

Ward & Schmerbeck, P.C.

Rochester, NY

Other Businesses

WARD & SCHMERBECK P.C. CERTIFIED PUBLIC ACCOUNTANTS, 470 LONG POND RD STE 210, ROCHESTER, NY 14612. VICE PRESIDENT SINCE 1995, ENGAGED IN TAX ACCOUNTING WORK APPROXIMATELY 100 HOURS PER MONTH, PRIMARILY DURING SECURITIES TRADING HOURS.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2004-06-30

S65 Uniform Investment Adviser Law Examination

2004-06-30

View on SEC IAPD

Current Employers

W & S Management Services, Inc.

Disclosures

Employment History

Other Businesses

Exams

Other Firms

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