Daniel Jorge Richmond

Current Employers

Employment History

• 10/2012 → Present
  Mora Wealth Management Llc
  Miami, FL
• 12/2012 → Present
  Boreal Capital Management Llc
  Miami, FL
• 04/2023 → Present
  Richmond Capital Advisors Llc
  Miami, FL

Previous Registrations

• 2009-08-25 → 2012-09-25
  Lpl Financial Llc
  Miami, FL
• 2006-07-18 → 2009-04-30
  Ubs International Inc.
  Miami, FL
  New York, NY
• 2005-03-02 → 2006-06-06
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Miami, FL
  Miami, FL
• 2003-12-09 → 2004-08-13
  Morgan Stanley Dw Inc.
  Miami, FL

Other Businesses

DUALLY ASSOCIATED WITH AFFILIATE RIA MORA WEALTH MANAGEMENT (IARD NO. 112221) TIME SPENT PROPORTIONALLY BETWEEN BROKER-DEALER AND RIA. START DATE: 07/2015. Miller Eaton LLC (formerly RICHCOTT REALTY), 2333 BRICKELL AVE #2010. MIAMI, FL 33129. REAL ESTATE BROKERAGE. COMPENSATION BASED ON COMMISSIONS. APPROXIMATELY 5 HOURS SPENT PER WEEK DURING NON TRADING HOURS. Mr. Richmond is the sole owner of RICHMOND CAPITAL ADVISORS LLC (incorporated April 10, 2023) located at 2333 BRICKELL AVE STE D1, MIAMI FL 33129. RCA is an investment advisory firm registered with the U.S. Securities & Exchange Commission (SEC) and appears in the Investment Adviser Public Disclosure (IAPD) database under CRD#327060 / SEC #801-128302. RCA is a Robo-Advisor who custodies with Interactive Brokers and caters to clients with small balances (less than $100K). Mr. Richmonds dedicates 10 hours a week to RCA and will receive compensation depending on the amount of assets under management (based on a fixed percentage). Investment decisions for these clients are made by pre-determined algorithims. This is an investment-related business. Mr Richmond introdues clients to the on-line platform.

Exams

• S66 Uniform Combined State Law Examination
  2003-12-03

Other Names

• Daniel Jorge Richmond
• Daniel Richmond