Matthew John Mundy

Employer firm

Independent Financial Group, LLC CRD 7717

$12.9B regulatory AUM 301 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2016 → 04/2020
  Lpl Financial, Llc
  Chandler, AZ
• 05/2020 → Present
  Independent Financial Group
  Gilbert, AZ

Previous Registrations

• 2016-03-08 → 2020-05-22
  Lpl Financial Llc
  Chandler, AZ
• 2015-03-27 → 2016-03-08
  Kalos Management
  Ponte Vedra Beach, FL
  Chandler, AZ
• 2013-05-21 → 2015-01-06
  Mml Investors Services, Llc
  Scottsdale, AZ
• 2011-02-03 → 2012-11-07
  Lpl Financial Llc
  Barrington, IL
  Gilbert, AZ
• 2006-06-20 → 2011-01-06
  Eagle Strategies Llc
  Geneva, IL
  Schaumburg, IL

Other Businesses

(1) PLANNING SOLUTIONS POSITION: Planning Solutions is just a DBA to create a separation between my financial planning and the preparation of a Living Trust. There are no employees. NATURE: Other: INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2021 ADDRESS: 3910 S Alma School Rd, Ste. 8, Chandler AZ 85248, United States DESCRIPTION: Working with local estate planning law firms, I will gather the needed data to produce and charge for a Living Trust. (2) MATTHEW MUNDY POSITION: Agent/Representative NATURE: Insurance outside of IFG INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 03/15/2024 ADDRESS: 3910 S Alma School Rd, Ste. 8, Chandler AZ 85248, United States DESCRIPTION: Selling fixed insurance products. (3) INDEPENDENT FINANCIAL EDUCATORS POSITION: Focus group moderator. NATURE: Other: INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 05/03/2024 ADDRESS: 3910 S Alma School Rd, Ste. 8, Chandler AZ 85248, United States DESCRIPTION: Conducting focus groups regarding how the public perceives existing and new insurance and/or investments programs.

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-05-11
• S63 Uniform Securities Agent State Law Examination
  2004-10-18

Other Names

• Matthew Mundy
• Matthew J Mundy