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1 Firstcomm Plaza, Fort Worth, TX 76109 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2015-12-15 |
| MO | RA | APPROVED | 2015-12-15 |
Branch Locations
1 Firstcomm Plaza, Fort Worth, TX 76109 • United States
417 S 2Nd Street, Suite D-101, Leavenworth, KS 66048 • United States
Easton, KS • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Command Financial Planning, Inc. | Fort Worth | TX | 07/2003 | Present |
| First Command Financial Services, Inc | Fort Worth | TX | 08/2003 | Present |
| First Command Advisory Services | Fort Worth | TX | 12/2015 | Present |
(1) Name of the other business: Randal Dorf Financial Planning, LLC ; Whether the business is investment-related: Yes ; Address of the other business: 417 S 2nd St STE D 101, Leavenworth, KS 66048 ; Nature of the other business: Financial ; Your position, title, or relationship with the other business: Organizer ; The start date of your relationship: Sep 05, 2006 ; The approximate number of hours/month you devote to the other business: Over 40 ; The number of hours you devote to the other business during securities trading hours: Over 40 ; Briefly describe your duties relating to the other business: Financial (2) Name of the other business: Pony Express Advisors, LLC Whether the business is investment-related: Yes Address of the other business: 417 S 2nd St STE D 101, Leavenworth, KS 66048 Nature of the other business: Financial Your position, title, or relationship with the other business: Member The start date of your relationship: Apr 01, 2021 The approximate number of hours/month you devote to the other business: Over 40 The number of hours you devote to the other business during securities trading hours: Over 40 Briefly describe your duties relating to the other business: Financial
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-10-22 |
| S63 | Uniform Securities Agent State Law Examination | 2003-10-30 |
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