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Current Employers
First Command Advisory Services

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2015-12-15
MO RA APPROVED 2015-12-15
  • KS RA
    APPROVED
    Since 2015-12-15
  • MO RA
    APPROVED
    Since 2015-12-15

Branch Locations

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

417 S 2Nd Street, Suite D-101, Leavenworth, KS 66048 • United States

Easton, KS • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Command Financial Planning, Inc. Fort Worth TX 07/2003 Present
First Command Financial Services, Inc Fort Worth TX 08/2003 Present
First Command Advisory Services Fort Worth TX 12/2015 Present
  • 07/2003 → Present
    First Command Financial Planning, Inc.
    Fort Worth, TX
  • 08/2003 → Present
    First Command Financial Services, Inc
    Fort Worth, TX
  • 12/2015 → Present
    Fort Worth, TX
Previous Registrations
  • 2005-01-04 → 2005-09-02
    First Command Bank
    Fort Worth, TX
Other Businesses

(1) Name of the other business: Randal Dorf Financial Planning, LLC ; Whether the business is investment-related: Yes ; Address of the other business: 417 S 2nd St STE D 101, Leavenworth, KS 66048 ; Nature of the other business: Financial ; Your position, title, or relationship with the other business: Organizer ; The start date of your relationship: Sep 05, 2006 ; The approximate number of hours/month you devote to the other business: Over 40 ; The number of hours you devote to the other business during securities trading hours: Over 40 ; Briefly describe your duties relating to the other business: Financial (2) Name of the other business: Pony Express Advisors, LLC Whether the business is investment-related: Yes Address of the other business: 417 S 2nd St STE D 101, Leavenworth, KS 66048 Nature of the other business: Financial Your position, title, or relationship with the other business: Member The start date of your relationship: Apr 01, 2021 The approximate number of hours/month you devote to the other business: Over 40 The number of hours you devote to the other business during securities trading hours: Over 40 Briefly describe your duties relating to the other business: Financial

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-10-22
S63 Uniform Securities Agent State Law Examination 2003-10-30
  • S65 Uniform Investment Adviser Law Examination
    2004-10-22
  • S63 Uniform Securities Agent State Law Examination
    2003-10-30
Designations
Other Names
  • Randy Dorf

View on SEC IAPD

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