Armando Fernandez

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2015 → 12/2016
  Next Finacial Group, Inc.
  Miami, FL
• 01/2017 → 02/2018
  Invest Financial Corporation
  Tampa, FL
• 02/2018 → Present
  Lpl Financial Llc
  Doral, FL

Previous Registrations

• 2017-01-12 → 2018-02-15
  Invest Financial Corporation
  Doral, FL
  Miami, FL
  Clearwater, FL
  Appleton, WI
• 2015-04-03 → 2016-12-14
  Next Financial Group, Inc.
  Miami, FL
  Fort Lauderdale, FL
• 2011-06-09 → 2015-03-16
  Hbw Advisory Services Llc
  Miami, FL
  Simi Valley, CA
  Davie, FL
  Doral, FL

Other Businesses

1. 02/14/2018- Portfolio Square Inc - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - 130 Hours Per Month/80 Hours During Securities Trading. 2. 02/14/2018- No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date 12/12/16 - 5 Hours Per Month/3 Hours During Securities Trading - Health, Life, Disability, LTC, Annuities. 3. 5/21/2018 - Portfolio Square - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 05/21/2018 - 1 Hours Per Month/1 Hours During Securities Trading. 4. 09/10/2025- GradePoint Financial - DBA 15 Wealth- GradePoint Financial - DBA 15 Wealth- INV Related- At Reported Business Location(s)- Start date 09/05/2025- 10 Hours Per Month- 10 Hours During Trading. 5) 10/16/2025 - Back9, Capitas, Gradepoint Insurance - DBA The Fifteen Group - Investment Related- Non-Variable Insurance - At Reported Business Location(s) - Start Date:09/05/2025 - 10 Hrs/Mth - 10 Hrs During Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  2011-05-11
• S63 Uniform Securities Agent State Law Examination
  2003-12-02