Mitchell Aaron Curtis

Employer firm

Principal Asset Management CRD 109002

$428B regulatory AUM 137 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2004 → 06/2024
  Principal Life Insurance Co
  Des Moines, IA
• 06/2024 → Present
  Principal Funds Distributor, Inc.
  Des Moines, IA
• 11/2004 → 10/2025
  Principal Securities Inc
  Des Moines, IA
• 10/2018 → Present
  Principal Asset Management
  Des Moines, IA

Previous Registrations

• 2006-05-16 → 2018-10-31
  Principal Securities, Inc.
  Des Moines, IA
  Des Moines, IA
  Folsom, CA
  Des Moines, IA
  West Des Moines, IA
  Des Moines, IA
  Des Moines, IA
  W Des Moines, IA
• 2003-12-03 → 2004-10-14
  Ameriprise Financial Services, Llc
  West Des Moines, IA

Other Businesses

1) FARMING ON FAMILY OWNED FARM. /// 40 HOURS, NOT INVESTMENT RELATED. 2) Access/supervised person of Principal Global Investors, LLC, and will perform certain functions for Principal Global Investors and its affiliates.

Exams

• S66 Uniform Combined State Law Examination
  2003-12-01