Benjamin Jerome Capers

Employer firm

Gwn Securities Inc. CRD 128929

$4.75B regulatory AUM 54 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2016 → Present
  Gwn Securities, Inc.
  Palm Beach Gardens, FL

Previous Registrations

• 2006-04-07 → 2016-08-11
  Equitable Advisors, Llc
  Seabrook, SC
  Mount Pleasant, SC
  Ridgeland, SC
• 2005-12-14 → 2006-01-03
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Beaufort, SC

Other Businesses

PAINT UNITED (OWNER/MANAGER) G.S.C.C. (PASTOR) CAPERS FINANCIAL GROUP, LLC POSITION: Owner NATURE: Securities DBA used in conjunction with Investment Sales in addition to Life Insurance, Long term Care, Disability Income Insurance, Health Insurance, Equity Index Annuities and Fixed Annuities. INVESTMENT RELATED: No NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 2 START DATE: 09/18/2016 ADDRESS: 264 Graham Hall South, Ridgeland SC 29936 DESCRIPTION: I am the owner, marketer and manager of the company. I asses clients financial picture to see if there is a need for insurance or fixed annuity products. INSURANCE & FIXED ANNUITIES POSITION: Agent NATURE: We offer Life Insurance, Health Insurance, Longterm Care Insurance, Disability Income Insurance,Fixed and Equity Index Annuities. INVESTMENT RELATED: No NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 1 START DATE: 09/18/2016 ADDRESS: 264 Graham Hall South, Ridgeland SC 29936 DESCRIPTION: I asses clients financial picture to see if there is a need for insurance and/or fixed annuity solutions. WBA (WHOLESALE BENEFITS ASSOCIATION POSITION: sales person NATURE: Selling association membership to prospects that will benefit from the discounts. INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 06/26/2018 ADDRESS: Chubb, P.O. Box 1615, Warren NJ 07061-1615, United States DESCRIPTION: Duties include selling the association membership to prospects who see a need for the discounted benefits mentioned in the categories above. FedEx Ground Is Not Investment Related, Sorting packages, Package Handler, 2022-02-16, 80 hours per month, 0 hours per month during trading hours, Hourly Compensation, "LIFT, CARRY AND SORT PACKAGE IN WAREHOUSE TO BE DELIVERED TO CUSTOMERS."

Exams

• S66 Uniform Combined State Law Examination
  2005-12-13

Designations

• Certified Financial Planner

Other Names

• Benjamin J. Capers Jr.
• Benjamin Jerome Capers