Christopher Todd

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2015 → 09/2019
  Summit Brokerage Services Inc
  Charlotte, NC
• 05/2015 → 05/2021
  Summit Financial Group
  Charlotte, NC
• 09/2019 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 12/2023 → 10/2024
  Upwork
  Charlotte, NC

Previous Registrations

• 2015-05-06 → 2021-05-20
  Summit Financial Group Inc
  Cornelius, NC
  Charlotte, NC
• 2009-09-03 → 2015-05-12
  Capital Guardian Wealth Management, Llc
  Miami, FL
• 2009-06-01 → 2009-09-14
  Morgan Stanley
  Cornelius, NC
• 2006-06-20 → 2009-06-01
  Citigroup Global Markets Inc.
  Cornelius, NC
  Charlotte, NC
• 2004-06-16 → 2006-01-04
  Morgan Stanley Dw Inc.
  Huntersville, NC

Exams

• S66 Uniform Combined State Law Examination
  2004-06-15

Other Names

• Christopher Todd Misenhelder