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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-01-31 |
| NV | RA | APPROVED | 2009-06-01 |
Branch Locations
905 Railroad Street Suite 102, Elko, NV 89801 • United States
5390 Kietzke Lane Suite 200, Reno, NV 89511 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Elko | NV | 06/2009 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-09-02 |
| S63 | Uniform Securities Agent State Law Examination | 2004-04-03 |
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