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Ramon A Lopez

Edward Jones

Wheaton, IL

Park Ridge, IL

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-01-09
IL RA APPROVED 2013-11-08
  • TX RA
    APPROVED_RES
    Since 2019-01-09
  • IL RA
    APPROVED
    Since 2013-11-08

Branch Locations

Wheaton, IL • United States

1300 Higgins Rd Suite 213, Park Ridge, IL 60068 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 11/2013 Present
Previous Registrations
  • 2008-09-09 → 2013-11-13
    New England Securities
    Chicago, IL
    Chicago, IL
    Northbrook, IL
    Schaumburg, IL
    Schaumburg, IL
    Chicago, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-09-05
S66 Uniform Combined State Law Examination 2004-07-09
  • S65 Uniform Investment Adviser Law Examination
    2008-09-05
  • S66 Uniform Combined State Law Examination
    2004-07-09
Designations
Other Names
  • Ramon Asprer Lopez
  • R.J. Lopez
  • Ramon Asprer Lopez
  • Ramon Asprer Lopez

View on SEC IAPD

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