Kari M Lusby

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2009 → 08/2019
  Nationwide Investment Services Corporation
  Columbus, OH
• 09/2019 → 12/2020
  Mml Distributors, Llc
  Garden Valley, CA
• 08/2019 → 12/2020
  Massmutual
  Springfield, MA
• 01/2021 → 11/2022
  Voya Financial Partners, Llc
  Seattle, WA
• 01/2021 → 11/2022
  Voya
  Seattle, WA
• 11/2022 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  San Francisco, CA

Previous Registrations

• 2021-01-22 → 2022-10-17
  Voya Financial Partners, Llc
  Parker, CO
  Garden Valley, CA
• 2013-04-04 → 2019-08-19
  Nationwide Investment Advisors, Llc
  Columbus, OH
• 2007-08-07 → 2008-06-23
  Nationwide Investment Advisors, Llc
  Columbus, OH
• 2006-02-16 → 2007-06-11
  1St Global Advisors Inc
  Fair Oaks, CA
• 2005-06-17 → 2006-03-06
  Transamerica Financial Advisors, Llc
  Roseville, CA
  Gold River, CA
• 2005-05-02 → 2005-06-29
  Ameritas Investment Company, Llc
  Roseville, CA
• 2003-11-03 → 2005-04-29
  Securian Financial Services, Inc.
  Sacramento, CA

Other Businesses

1.) NAME: Crusade for Cures Foundation INV REL: N ADD: 4641 Kelly Place, Garden Valley CA 95633 NATURE: This is a 501(c)3 non-profit organization established for the purpose of fundraising for medical research to find cures for children facing life threatening medical conditions. POSITION: President START DATE: 04/23/2013; 4 HR/MO: 0 HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: I facilitate board meetings and attend fundraising events for the organization.

Exams

• S66 Uniform Combined State Law Examination
  2023-03-24

Other Names

• Kari Mae Jasso
• Kari Mae Risenhoover
• Kari Mae Lusby
• Kari Lusby