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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2026-08-31
TX RA APPROVED 2026-08-31
  • OK RA
    APPROVED
    Since 2026-08-31
  • TX RA
    APPROVED
    Since 2026-08-31

Branch Locations

6501 Tinker Diagonal, Midwest City, OK 73110-2910 • United States

Edmond, OK • United States

Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2024-04-09
  • OK RA
    APPROVED
    Since 2024-04-09

Branch Locations

3351 Unicorn Lake Blvd, Denton, TX 76210 • United States

8800 Us Hwy 380 Ste 200, Cross Roads, TX 76227 • United States

6501 Tinker Diagonal, Midwest City, OK 73110 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Investment Services Llc St. Cloud MN 12/2009 12/2016
Midfirst Bank Oklahoma City OK 12/2009 12/2016
Cetera Investment Advisers Llc Schaumburg IL 01/2014 12/2016
Arvest Wealth Management Oklahoma City OK 01/2017 01/2024
Raymond James Financial Services, Inc. Midwest City OK 04/2024 08/2026
Tinker Federal Credit Union Midwest City OK 04/2024 Present
Raymond James Financial Services Advisors, Inc. Midwest City OK 04/2024 08/2026
Ameriprise Financial Services, Llc Edmond OK 08/2026 Present
Previous Registrations
  • 2017-01-11 → 2024-02-27
    Del City, OK
    Edmond, OK
    Stillwater, OK
    Choctaw, OK
    Midwest City, OK
    Oklahoma City, OK
    Edmond, OK
    Stillwater, OK
    Edmond, OK
    Oklahoma City, OK
    Tulsa, OK
    Oklahoma City, OK
    Tulsa, OK
  • 2014-01-21 → 2017-01-06
    Oklahoma City, OK
  • 2009-12-15 → 2014-01-21
    Cetera Investment Services Llc
    Oklahoma City, OK
    Edmond, OK
    Oklahoma City, OK
    Edmond, OK
    Edmond, OK
    Edmond, OK
    Midwest City, OK
    Edmond, OK
    Oklahoma City, OK
    Oklahoma City, OK
    Shawnee, OK
  • 2004-02-20 → 2009-12-02
    Oklahoma City, OK
    Palm Beach Gardens, FL
    Palm Beach Gardens, FL
    Shawnee, OK
    Oklahoma City, OK
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-12-27
  • S66 Uniform Combined State Law Examination
    2003-12-27
Designations
Other Names
  • Keith K Carter
  • Keith Carter

View on SEC IAPD

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