Shane A Dayton

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2006 → 06/2017
  Fidelity Brokerage Services, Llc
  Salt Lake, UT
• 02/2019 → 12/2019
  Transamerica Financial Advisors, Inc
  South Jordan, UT
• 11/2018 → 12/2019
  World Financial Group, Inc.
  So. Jordan, UT
• 10/2017 → 10/2018
  Morgan Stanley
  South Jordan, UT
• 06/2017 → 10/2017
  Unemployed
  Salt Lake, UT
• 06/2006 → 04/2017
  Fidelity Investments
  Salt Lake City, UT
• 10/2019 → 11/2020
  Compass Insurance
  Draper, UT
• 12/2020 → 10/2022
  Allstate Insurance Company
  Herriman, UT
• 08/2018 → 11/2021
  Compass Insurance Advisors
  Draper, UT
• 03/2023 → 11/2024
  Pruco Securities, Llc
  South Jordan, UT
• 03/2023 → Present
  The Prudential Insurance Company Of America
  South Jordan, UT
• 10/2022 → 03/2023
  Unemployed
  South Jordan, UT
• 11/2024 → Present
  Lpl Enterprise, Llc
  South Jordan, UT

Previous Registrations

• 2023-03-28 → 2024-11-14
  Pruco Securities, Llc.
  South Jordon, UT
  South Jordan, UT
• 2021-01-06 → 2022-10-07
  Allstate Financial Advisors, Llc
  Herriman, UT
  Holladay, UT
• 2019-02-26 → 2019-12-31
  Transamerica Financial Advisors, Llc
  So. Jordan, UT
• 2017-11-15 → 2018-10-22
  Morgan Stanley
  South Jordan, UT
• 2016-01-21 → 2017-05-10
  Strategic Advisers Llc
  Salt Lake City, UT

Exams

• S66 Uniform Combined State Law Examination
  2015-12-31
• S63 Uniform Securities Agent State Law Examination
  2006-07-10

Designations

• Certified Financial Planner

Other Names

• Shane Alan Dayton
• Shane A Dayton
• Shane Dayton