Lisa J Kentfield

Employer firm

Mutual Of Omaha Investor Services, Inc. CRD 611

$32.0M regulatory AUM 6,880 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Mutual Of Omaha Investor Services, Inc.

3300 Mutual Of Omaha Plaza, Omaha, NE 68175-1020 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2026-02-04
NE	RA	APPROVED	2011-01-14

AZ RA
APPROVED

Since 2026-02-04
NE RA
APPROVED

Since 2011-01-14

Branch Locations

17117 Burt Street Suite 300, Omaha, NE 68118 • United States

600 Grant Street Ste 304, Denver, CO 80203 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Mutual Of Omaha Investor Services, Inc.	Omaha	NE	07/1990	Present
Mutual/United Of Omaha Ins Co	Omaha	NE	07/1990	Present

07/1990 → Present

Mutual Of Omaha Investor Services, Inc.

Omaha, NE
07/1990 → Present

Mutual/United Of Omaha Ins Co

Omaha, NE

Other Businesses

Insurance Agent; Start Date: 11/19/2010; Non-Investment Related; Insurance Lines: Life, Health, and Annuity; Approximately 40 hours per week during trading hours. DBA Name: Kentfield Financial Company; S-Corp; Start Date: 01/24/2006; Compensation: $3,000 per month.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2010-12-06
S63	Uniform Securities Agent State Law Examination	1998-11-30

S65 Uniform Investment Adviser Law Examination

2010-12-06
S63 Uniform Securities Agent State Law Examination

1998-11-30

View on SEC IAPD