Joseph Daniel Donovan

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2009-02-25

TX RA
APPROVED

Since 2009-02-25

Branch Locations

Fredericksburg, TX • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Fredericksburg	TX	01/2009	Present

01/2009 → Present

Lpl Financial Llc

Fredericksburg, TX

Previous Registrations

2004-09-23 → 2009-02-04

Wells Fargo Investments, Llc

Houston, TX

Houston, TX

Houston, TX

Other Businesses

1. 02/20/2009 - Joseph Financial Partners - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) 2. 01/11/2024 - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 12/26/2023 - 1 Hour Per Month/ During Trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2004-09-15

S66 Uniform Combined State Law Examination

2004-09-15

Other Names

Jody Donovan

View on SEC IAPD