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Current Employers
Gwn Securities Inc.

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2016-09-30
  • MN RA
    APPROVED
    Since 2016-09-30

Branch Locations

37 Central Ave. East Box 407, New London, MN 56273 • United States

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • USA

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Legend Equities Corporation Palm Beach Gardens FL 03/2006 09/2016
Legend Advisory Corporation Palm Beach Gardens FL 04/2011 09/2016
Gwn Securities, Inc Palm Beach Gardens FL 09/2016 Present
  • 03/2006 → 09/2016
    Legend Equities Corporation
    Palm Beach Gardens, FL
  • 04/2011 → 09/2016
    Legend Advisory Corporation
    Palm Beach Gardens, FL
  • 09/2016 → Present
    Palm Beach Gardens, FL
Previous Registrations
  • 2011-04-04 → 2016-09-27
    Legend Advisory, Llc
    New London, MN
    Palm Beach Gardens, FL
  • 2000-05-25 → 2002-11-26
    A. G. Edwards & Sons, Inc.
    Palm Beach Gardens, FL
Other Businesses

THE OPEN DOOR CHRISTIAN CHURCH, LEAD WORSHIP AND COORDINATE MUSIC, START 8/2010, TIME 15%, INCOME 2% INSURANCE-LIFE, HEALTH, DISABILITY & ANNUITY. INVESTMENT RELATED. AGENT. START 8/2006. 25-30% . INSURANCE BUSINESS ALONG SIDE RETIREMENT PLANNING/INVESTMENTS. BAKKE STRATEGIC WEALTH MANAGEMENT, LLC, Is Investment Related, DBA, Financial Professional, 2016-09-28,160 hours per month, 160 hours per month during trading hours, Commission Compensation, Securities DBA used in conjunction with Investment Sales. I filed for my business to by an LLC with an EIN for tax purposes.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-03-17
S63 Uniform Securities Agent State Law Examination 2006-09-02
  • S66 Uniform Combined State Law Examination
    2011-03-17
  • S63 Uniform Securities Agent State Law Examination
    2006-09-02
Other Names
  • Daidre Jo Larson

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