Katharine Suzanne Finley

Current Employers

Employment History

• 10/2009 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Washington, DC
• 04/2024 → Present
  Bank Of America, N.A
  Washington, DC

Previous Registrations

• 2009-01-29 → 2009-10-23
  Banc Of America Investment Services, Inc.
  Washington, DC
• 2004-02-24 → 2008-08-21
  Equitable Advisors, Llc
  Falls Church, VA
  Falls Church, VA

Other Businesses

I*495289For profit or not for profit: For-Profit OrganizationName of outside business organization: Renter for secondary residenceInvestment related: NAddress of business: Washington, District of Columbia 20020Nature of business: Family Business,Position, title, association: Family HeldStart date of relationship: 2/9/2009Number of hours devoted: 10 hour(s) AnnuallyNumber of hours devoted during trading hours: 0Duties: I am renting my secondary residence. I am responsible to fix anything problems that occur within the houseI*388991FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: K. FINLEYINVESTMENT RELATED: NADDRESS OF BUSINESS: WALDORF, MARYLAND 20603NATURE OF BUSINESS: FAMILY BUSINESSPOSITION, TITLE, ASSOCIATION: FAMILY HELDSTART DATE OF RELATIONSHIP: 9/7/2011NUMBER OF HOURS DEVOTED: 10 HOUR(S) MONTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: MAKING WIRE JEWELRYI*453589FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: ST. PAUL'S EPISCOPAL CHURCHINVESTMENT RELATED: YADDRESS OF BUSINESS: WALDORF, MARYLAND 20602NATURE OF BUSINESS: CHARITABLE ORGANIZATION,POSITION, TITLE, ASSOCIATION: COMMITTEE MEMBER, START DATE OF RELATIONSHIP: 4/24/2017NUMBER OF HOURS DEVOTED: 2 HOUR(S) QUARTERLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: SERVING ON THE ENDOWMENT BOARD I*1857287, Entity Type:Entity Charitable, Name of OBA:St Paul's Episcopal Church Address: Waldorf, MD 20602 Investment Related:No Position, Title, Association:Board Member Employee Start Date:06/12/2024 No Hours:8 hrs yearly No Hours during trading: 0 Duties:Finance Committee - I will be assisting with updating and monitoring the church's budget.

Exams

• S66 Uniform Combined State Law Examination
  2003-12-17

Other Names

• Katharine Suzanne Dougherty
• Katharine Suzanne Dougherty