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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
ND RA APPROVED 2025-03-03
TX RA APPROVED_RES 2025-02-28
WY RA APPROVED 2025-02-28
  • ND RA
    APPROVED
    Since 2025-03-03
  • TX RA
    APPROVED_RES
    Since 2025-02-28
  • WY RA
    APPROVED
    Since 2025-02-28

Branch Locations

1139 Rumsey Ave, Cody, WY 82414-3661 • United States

900 Coburn Ave, Worland, WY 82401 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Investment Centers Of America Grand Forks ND 07/2012 10/2017
Invest Forward Grand Forks ND 07/2012 02/2025
Commonwealth Financial Network San Diego CA 10/2017 02/2025
Ameriprise Financial Services, Llc Worland WY 02/2025 Present
Previous Registrations
  • 2017-10-06 → 2025-03-03
    Crookston, MN
    Bemidji, MN
    Grand Forks, ND
    San Diego, CA
    Grand Forks, ND
  • 2012-07-10 → 2017-10-06
    Investment Centers Of America, Inc.
    Crookston, MN
    Grand Forks, ND
    Bismarck, ND
    Grand Forks, ND
  • 2009-08-17 → 2012-07-11
    Crookston, MN
  • 2005-01-18 → 2009-08-07
    Invest Financial Corporation
    Crookston, MN
    Grand Forks, ND
    Crookston, MN
  • 2004-03-17 → 2005-01-12
    Waddell & Reed
    Fargo, ND
Other Businesses

Outside Employment; LFP Consulting, LLC; Operating Entity for payroll and benefits.; Manage advisory business; 125 Buckskin Ave Suite 200, , Bismarck, ND, 58503; Investment-Related; 03/04/2025; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-12-02
  • S66 Uniform Combined State Law Examination
    2003-12-02
Other Names
  • William J Markovich
  • William Markovich
  • Bill James Markovich
  • Bill J Markovich
  • Bill Markovich

View on SEC IAPD

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