David R Lenahan

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/1997 → 09/2024
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Minneapolis, MN
• 09/2024 → Present
  Ubs Financial Services, Inc
  Saint Paul, MN

Previous Registrations

• 2004-02-17 → 2024-09-19
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Bloomington, MN
  Chicago, IL
  New York, NY
  Minneapolis, MN
  New York, NY
  Columbus, OH
  Fargo, ND
  Eau Claire, WI
  Wayzata, MN
  New York, NY
  Sioux Falls, SD
  Minneapolis, MN
  Eau Claire, WI
  New York, NY
  Minneapolis, MN
  San Jose, CA
  Monterey, CA
  San Jose, CA

Exams

• S66 Uniform Combined State Law Examination
  2003-11-20

Other Names

• David R Lenahan
• David Lenahan