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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2017-10-30 |
| TX | RA | APPROVED_RES | 2017-10-10 |
Branch Locations
555 California St Pbig - San Francisco, San Francisco, CA 94104 • United States
Larkspur, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | San Francisco | CA | 07/2012 | 09/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | San Francisco | CA | 09/2017 | Present |
| Bank Of America, N.A. | San Francisco | CA | 12/2017 | Present |
I*1048594 For profit or not for profit: Name of outside business organization: 558 Riverton, LLC Investment related: N Address of business: , , Nature of business: Position, title, association: , Start date of relationship: Number of hours devoted: hour(s) Number of hours devoted during trading hours: Duties: , Debt investment in single rental property
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-10-30 |
| S63 | Uniform Securities Agent State Law Examination | 2012-09-20 |
| S66 | Uniform Combined State Law Examination | 2003-09-22 |
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