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Andrew Thomas Anton

A3 Capital Advisors

Houston, TX

Houston, TX

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Current Employers
A3 Capital Advisors

5020 Montrose Suite 500, Houston, TX 77006 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-01-23
  • TX RA
    APPROVED
    Since 2026-01-23

Branch Locations

5020 Montrose Suite 500, Houston, TX 77006 • United States

5020 Montrose Blvd Suite 500, Houston, TX 77005 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hourglass Capital,Llc Houston TX 08/2008 12/2025
A3 Capital Advisors Houston TX 01/2026 Present
  • 08/2008 → 12/2025
    Hourglass Capital,Llc
    Houston, TX
  • 01/2026 → Present
    A3 Capital Advisors
    Houston, TX
Previous Registrations
  • 2008-08-07 → 2026-01-08
    Hourglass Capital, Llc
    Houston, TX
  • 2004-10-21 → 2008-05-13
    Morgan Stanley & Co. Llc
    Houston, TX
    Houston, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-11-04
  • S66 Uniform Combined State Law Examination
    2003-11-04
Other Names
  • Drew Anton
  • Andrew Anton
  • Andrew Thomas Anton

View on SEC IAPD

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Other Offices

BRIDGE CAPITAL ADVISORS · HOUSTON, TX
TSA WEALTH MANAGEMENT · HOUSTON, TX
PEREA CAPITAL · HOUSTON, TX
TRI-STAR ADVISORS, INC. · HOUSTON, TX
HORNOR, TOWNSEND & KENT, LLC · Houston, TX
AMERIPRISE FINANCIAL SERVICES, LLC · Houston, TX
LPL FINANCIAL LLC · HOUSTON, TX
MARINER INDEPENDENT · Houston, TX

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