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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2022-08-01
  • PA RA
    APPROVED
    Since 2022-08-01

Branch Locations

One Ppg Place Suite 2200, Pittsburgh, PA 15222 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Federated Investment Counseling Pittsburgh PA 06/2008 11/2016
Janney Montgomery Scott Llc Pittsburgh PA 04/2021 08/2023
Western & Southern Financial Group Cincinnati OH 11/2016 04/2021
Janney Montgomery Scott Llc Pittsburgh PA 08/2023 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-08-01
S65 Uniform Investment Adviser Law Examination 2008-09-25
  • S66 Uniform Combined State Law Examination
    2022-08-01
  • S65 Uniform Investment Adviser Law Examination
    2008-09-25
Other Names
  • Ann Elizabeth Fischbaugh

View on SEC IAPD

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