Earl Michael Cochell

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2014 → 06/2021
  Voya Financial Advisors
  Scottsdale, AZ
• 06/2021 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 01/2025 → Present
  Emc Wealth Management
  Scottsdale, AZ

Previous Registrations

• 2008-04-29 → 2021-06-09
  Voya Financial Advisors, Inc.
  Scottsdale, AZ
  Greenville, SC
  Windsor, CT
  Phoenix, AZ
  El Segundo, CA
  Windsor, CT

Other Businesses

1.NAME OF ENTITY: COCHELL INVESTMENTS & WEALTH MANAGEMENT, LLC; NO; N SCOTTSDALE ROAD, STE 255; SCOTTSDALE; AZ; 85254; S CORP; OWNER; 3/5/2008; 0; 0; ONLY FOR ACCOUNTING,BUSINESS EXPENSES. 2.NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; YES; N. SCOTTSDALE ROAD SUITE 255; SCOTTSDALE; AZ; 85254; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 4/25/2019; 5; 1; SALE OF FIXED INSURANCE PRODUCTS. 3. NAME OF OTHER BUSINESS: EMC WEALTH MANAGEMENT ; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 01/2025; POSITION/TITLE/RELATIONSHIP: PRESIDENT/FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 30; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams

• S66 Uniform Combined State Law Examination
  2008-02-13

Designations

• Chartered Financial Consultant

Other Names

• Earl Michael Cochell
• Michael Cochell